Securities Law

Hawley Troxell represents a wide range of businesses from publicly-held, exchange-traded companies to investors and securities professionals involved in securities transactions, federal and state securities enforcement proceedings, and civil litigation. We are counsel to national and community financial institutions and private lenders as well as limited liability companies, limited partnerships, and corporations. Additionally, we maintain strong relationships with national and regional PCAOB-registered auditors. Our multidimensional experience provides us with the perspective of all sides of a transaction, which helps us anticipate issues and structure deals that are more likely to work in the market place and pass muster with the securities regulators.

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